New Client Next Steps

Welcome,

Here are some things you can do now to expedite your onboarding.

1. Review and sign our Advisory Services Agreement.

2. Complete a Personal Planning Profile. This information assists us in obtaining greater
   clarity around your financial goals and objectives.

3. Provide current investment account statements (brokerage, trust, IRA, Roth IRA, annuity,
   etc). This information will allow us to prepare your Custodian account paperwork and build
   your Sojourn™ Wealth Plan.

4. Review and sign paperwork necessary to transition your accounts to Vector

Provide Vector with the following documents:

• Employer retirement plan statements (401(k), 403(b), deferred compensation,
  stock options, etc.)

• Most recent tax return

• Estate planning documents (trusts, wills, Power of Attorneys, Health Care
  Directives, etc.)

• Insurance policies (life, long term care, and disability)

• Social Security statements

These documents will allow Vector to learn more about your situation and assist us in
identifying potential short-term or long-term tax, insurance, estate or investment opportunities.

Vector’s Process:

1. Confirm all accounts are opened consistent with account paperwork and all assets transitioned to the Custodian.

2. Analyze the documents you have provided to us.

3. Build your Sojourn™ Wealth Plan.

4. Review your Sojourn™ Wealth Plan & discuss the documents you provided.

Note:

You may begin receiving correspondence from the Custodian referring to us as SNS Financial Group, LLC. this is the full name of our SEC-registered firm. We do business as Vector Wealth Management. Thank you for placing your trust in Vector!